Shareholders Agreements in the Capital Markets Industry

135 Contracts & Agreements
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Shareholder Agreement between Victory Capital Holdings, Inc. and Amundi Asset Management S.A.S. (April 1, 2025)
Shareholders Agreements
Victory Capital Holdings, Inc.
Capital Markets
DE
2025
Amendment No. 5 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2024
Second Amendment to Nasdaq Stockholders’ Agreement between Nasdaq, Inc. and Borse Dubai Limited (March 2024)
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2024
Amendment No. 3 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2024
Amended and Restated Stockholders’ Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gebbia Stockholders (December 19, 2023)
Shareholders Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Stockholders’ Agreement among Nasdaq, Inc., Adenza Parent, LP, and Thoma Bravo, L.P. dated November 1, 2023
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
NY
2023
Amendment No. 2 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
Amendment No. 1 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
Stockholders’ Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gebbia Stockholders
Shareholders Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
First Amendment to Nasdaq Stockholders’ Agreement between Nasdaq, Inc. and Investor AB
Shareholders Agreements
Nasdaq, Inc.
Capital Markets
2022
Stockholders’ Agreement among Bakkt Holdings, Inc., Apex Fintech Solutions Inc., and PEAK6 Investments LLC dated November 2, 2022
Shareholders Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2022
Stockholder Agreement between ENDI Corp. and Cohanzick Management, LLC (August 11, 2022)
Shareholders Agreements
ENDI Corp.
Capital Markets
DE
2022
Amendment No. 1 to Stockholder Rights Agreement between WisdomTree Investments, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2022
Stockholders Agreement among Apollo Global Management, Inc., Leon D. Black, Marc J. Rowan, Joshua J. Harris, and Other Parties (January 1, 2022)
Shareholders Agreements
Tango Holdings, Inc.
Capital Markets
DE
2022
Addendum to Stockholders’ Agreement among GCM Grosvenor Inc., GCM V, LLC, Grosvenor Holdings, L.L.C., and GCM Progress Subsidiary LLC
Shareholders Agreements
GCM Grosvenor Inc.
Capital Markets
2022
Stockholder Agreement between ENDI Corp. and Cohanzick Management, LLC
Shareholders Agreements
ENTERPRISE DIVERSIFIED, INC.
Capital Markets
DE
2022
Second Amended and Restated Stockholders Agreement among P10, Inc. and Investors
Shareholders Agreements
P10, Inc.
Capital Markets
IL
2021
Controlled Company Agreement among P10, Inc. and Stockholders Dated October 20, 2021
Shareholders Agreements
P10, Inc.
Capital Markets
DE
2021
Stockholders Agreement among Bakkt Holdings, Inc., Bakkt Equity Holders, and VPC Impact Acquisition Holdings Sponsor, LLC (October 15, 2021)
Shareholders Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Second Amended and Restated Stockholders Agreement among P10, Inc. and Investors (2021)
Shareholders Agreements
P10, Inc.
Capital Markets
IL
2021
Controlled Company Agreement among P10, Inc. and Stockholders (2021)
Shareholders Agreements
P10, Inc.
Capital Markets
DE
2021
Amended and Restated Stockholders Agreement among StepStone Group Inc., StepStone Group LP, Class B Holders, and Greenspring Holders
Shareholders Agreements
StepStone Group Inc.
Capital Markets
DE
2021
Stockholders Agreement between Bridge Investment Group Holdings Inc. and Original Members (July 16, 2021)
Shareholders Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
NY
2021
Stockholders Agreement of Bridge Investment Group Holdings Inc.
Shareholders Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
NY
2021
Stockholders Agreement between Bridge Investment Group Holdings Inc. and Original Members
Shareholders Agreements
Bridge Investment Group Holdings Inc.
Capital Markets
NY
2021
Stockholders Agreement between Perella Weinberg Partners and PWP Professional Partners LP (June 24, 2021)
Shareholders Agreements
FinTech Acquisition Corp. IV
Capital Markets
DE
2021
Amendment to Sponsor Share Surrender and Share Restriction Agreement among PWP Holdings LP, FinTech Acquisition Corp. IV, and Sponsors (May 4, 2021)
Shareholders Agreements
FinTech Acquisition Corp. IV
Capital Markets
2021
Stockholders Agreement of Bakkt Holdings, Inc. Dated as of [•], 2021
Shareholders Agreements
VPC Impact Acquisition Holdings
Capital Markets
DE
2021
Amendment No. 1 to Stockholders’ Rights Agreement between Great Elm Capital Group, Inc. and Computershare Trust Company, N.A.
Shareholders Agreements
Great Elm Capital Group, Inc.
Capital Markets
2020
Stockholders Agreement among Forest Investments, Inc. and Certain Stockholders dated December 29, 2020
Shareholders Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Stockholders’ Agreement among GCM Grosvenor Inc. and Certain Equityholders Dated November 17, 2020
Shareholders Agreements
GCM Grosvenor Inc.
Capital Markets
DE
2020
StepStone Group Inc. Stockholders Agreement with Class B Holders and StepStone Group LP (September 18, 2020)
Shareholders Agreements
StepStone Group Inc.
Capital Markets
DE
2020
StepStone Group Inc. Stockholders Agreement with Class B Holders and StepStone Group LP
Shareholders Agreements
StepStone Group Inc.
Capital Markets
DE
2020
Amendment to Amended and Restated Shareholders Agreement among Apollo Global Management, Inc. and Certain Shareholders (July 29, 2020)
Shareholders Agreements
Apollo Global Management LLC
Capital Markets
2020
Amended and Restated Shareholders’ Agreement between The Goldman Sachs Group, Inc. and Covered Persons
Shareholders Agreements
Goldman Sachs
Capital Markets
DE
2020
Stockholder Agreement between The Carlyle Group Inc. and Stockholder Founder (January 1, 2020)
Shareholders Agreements
Carlyle Group L.P.
Capital Markets
DE
2020
Stockholder Agreement between The Carlyle Group Inc. and Stockholder Founder (January 1, 2020)
Shareholders Agreements
Carlyle Group L.P.
Capital Markets
DE
2020
Stockholder Agreement between The Carlyle Group Inc. and Stockholder Founder (January 1, 2020)
Shareholders Agreements
Carlyle Group L.P.
Capital Markets
DE
2020
Stockholder Agreement between The Charles Schwab Corporation and The Toronto-Dominion Bank (November 24, 2019)
Shareholders Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Shareholder Agreement between Rand Capital Corporation and East Asset Management, LLC (November 8, 2019)
Shareholders Agreements
RAND CAPITAL CORP
Capital Markets
NY
2019